SEC Rule 10b-5

Results: 780



#Item
111SEC Rule 10b-5 / Securities Act / Stoneridge Investment Partners v. Scientific-Atlanta / Scienter / Securities Exchange Act / Securities regulation in the United States / SEC filing / U.S. Securities and Exchange Commission / Securities fraud / Law / United States securities law / Central Bank of Denver v. First Interstate Bank of Denver

A FATAL FLAW: THE NINTH CIRCUIT FURTHER RESTRICTS LIABILITY IN

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Source URL: bclawreview.org

Language: English - Date: 2012-02-16 13:05:47
112Matrixx Initiatives /  Inc. v. Siracusano / Class action / Case law / Law / Basic Inc. v. Levinson / SEC Rule 10b-5

Microsoft Word - 702670333_14.DOCX

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Source URL: www.appellate.net

Language: English - Date: 2012-08-16 17:18:02
113SEC Rule 10b-5 / Erica P. John Fund /  Inc. v. Halliburton Co. / Case law / Legal costs / Law / Basic Inc. v. Levinson / Class action

Case: [removed]Date Filed: [removed]Page: 1 of 24

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Source URL: business.cch.com

Language: English - Date: 2014-08-06 13:54:22
114Economics / Financial system / Insider trading / Stock market / SEC Rule 10b-5 / Securities fraud / Fraud / Daniel Fischel / Frank H. Easterbrook / Corruption / Law and economics / Law

+(,121/,1( Citation: 78 Va. L. Rev[removed]Content downloaded/printed from HeinOnline (http://heinonline.org) Wed Oct 6 13:16:[removed]Your use of this HeinOnline PDF indicates your acceptance

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Source URL: www.law.virginia.edu

Language: English - Date: 2010-10-06 12:16:31
115Financial regulation / Law / Stock market / Financial system / Corruption / SEC Rule 10b-5 / Securities Exchange Act / Securities regulation in the United States / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

+(,121/,1( Citation: 70 Va. L. Rev[removed]Content downloaded/printed from HeinOnline (http://heinonline.org) Wed Sep 8 15:12:[removed]Your use of this HeinOnline PDF indicates your acceptance

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Source URL: www.law.virginia.edu

Language: English - Date: 2010-09-08 14:13:34
116Insider trading / Stock market / SEC Rule 10b-5 / Fiduciary / Raj Rajaratnam / Insider / Duty of confidentiality / Principal / Securities fraud / Law / Corruption / Common law

U.S. v. Newman, 773 F.3d[removed]WL[removed]F.3d 438 United States Court of Appeals, Second Circuit.

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Source URL: blogs.reuters.com

Language: English - Date: 2015-01-26 16:47:41
117Case law / Basic Inc. v. Levinson / SEC Rule 10b-5 / Securities Litigation Uniform Standards Act / Stoneridge Investment Partners v. Scientific-Atlanta / Class action / Erica P. John Fund /  Inc. v. Halliburton Co. / Matrixx Initiatives /  Inc. v. Siracusano / United States securities law / Law / Private Securities Litigation Reform Act

No[removed]In the Supreme Court of the United States ERICA P. JOHN FUND, INC., FKA ARCHDIOCESE OF MILWAUKEE SUPPORTING FUND, INC., PETITIONER

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Source URL: www.law.du.edu

Language: English - Date: 2011-07-06 19:26:19
118Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Securities Act / United States / Government / Securities Fraud Deterrence and Investor Restitution Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 23, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-01-23 15:17:03
11973rd United States Congress / United States Securities and Exchange Commission / Business / Financial regulation / Vodafone / Securities Exchange Act / AirTouch / SEC Rule 10b-5 / Securities Act / United States securities law / SEC filings / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 30, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov

Language: English - Date: 2015-01-30 16:49:45
120Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Financial system / Securities Act / SEC Rule 10b-5 / Mutual fund scandal / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 28, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-01-28 16:00:11
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